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April 10, 2001
News this month
PKU screening: changing lives for 40 years
Hundreds of children and adults have been saved from severe mental retardation over the past 40 years thanks to national newborn screening for PKU, a rare metabolic disorder. The blood test is performed on all newborns while still in the hospital and the test is often repeated again at two weeks of age. First begun in the 1960s, PKU, short for phenylketonuria, has become a model for screening of rare diseases and preventing consequences through treatment.
Hundreds have been saved from severe mental retardation over the past 40 years thanks to national newborn screening for PKU.
Panel of experts convened
Recently, the National Institutes of Health convened a panel of experts to review years of studies and information on the disorder. They studied:
- incidence and prevalence of PKU and similar disorders
- whether existing newborn screening strategies were effective in diagnosing the disorder
- whether screening was cost-effective
- what treatments were used and whether they were effective at preventing consequences of PKU
About one in 4,500 has an inborn disorder of metabolism, such as PKU.
What is PKU?
PKU is one of the more common conditions that belong to a group of rare disorders called inborn disorders of metabolism. Some are fatty-acid disorders; others involve a toxic buildup of amino acids or organic acids. Of the four million or so babies born in the U.S. each year, about one in 4,500 has one of these disorders. PKU occurs in one out of every 15,000 births in the U.S. and there is a slightly higher incidence in white and Native Americans.
During normal digestion, enzymes in the digestive tract break down protein into their component amino acids that the body can use for energy and for building new body protein. However, a child with PKU lacks a certain enzyme that breaks down the amino acid phenylalanine (Phe). Without this enzyme, levels of Phe can build up to very high levels in the blood and cause mental retardation.
Drawing conclusions
After months of review, the panel reached the following conclusions:
1) More research is needed to develop better treatment for PKU
The only treatment currently available for PKU is to significantly restrict what the child eats. The diet generally excludes all high protein foods, including meats, dairy products, nuts, most breads and vegetables in the legume family. Special Phe-free foods supply nutrients that the restrictive food choices lack but these can be expensive and hard to get. Research on developing a treatment has focused on gene therapy or developing enzymes that can be taken orally to break down the phenyalalanine in the diet.
2) There needs to be more consistency in screening programs in the U.S.
In all but four states, parents can refuse the test for their infants. The level of Phe used to determine whether a child has PKU varies from state to state. States also vary widely in fees charged for testing, as well as the level of support and follow-up care provided to the child and family, including availability of psychological nursing services, genetic counseling, medical nutrition therapy, parent education about PKU and availability of medical foods and modified low-protein foods.
3) National standards are needed
The panel concluded that treatment guidelines consistent across the U.S. should be established. Infants with blood Phe levels greater than 10 mg/dL should be started on treatment as soon as possible, but no later than seven to 10 days after birth. Frequent monitoring of blood levels is required and the panel recommended that those affected stay on the restrictive diet for life.
4) Treatment should be multidisciplinary, programmatic, lifelong and accessible
Tight dietary control and beginning treatment at an early age-during the first days of life-had profound benefits. Treating PKU is a life-long commitment done best in a setting that brings together all the resources needed. They noted that there should be equal access to treatment for all individuals with PKU.
5) Research is needed to assess long-term outcomes
Since the oldest people with treated PKU are only in their early 40s, more research will be needed to determine which treatment programs result in the best long-term outcomes. Additionally, long-term studies looking at the effects of aging on people with PKU should be performed.
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PKU testing has taught us much about screening newborns
The PKU screening and treatment program in this country has been tremendously successful in the past 40 years. For those identified and treated, it has meant the difference between having an IQ of about 30—roughly the skills of a three-year-old—to having an IQ that is within five points of an unaffected sibling.

"Each year in Connecticut, about five new children will be born with PKU and another five to 10 will have milder disorders that need follow-up."

It is, however, not perfect. We still see an increase in learning disorders among those with treated PKU and the treatment regimen, with all the dietary restrictions, is unattractive. But we continue to make progress.
New screening tests available
The PKU program is also serving as a model for implementation of additional newborn screening tests across the country. Already, some states, including Massachusetts, require these new tests be added to the ones already performed. These can screen for up to 30 additional disorders, including VLCAD and MCAD deficiency, which is a cause of sudden infant death syndrome.
In Connecticut, we currently screen for eight disorders, including PKU and sickle cell disease. The Connecticut Newborn Screening Program is considering the addition of the new tests, but it has not yet gained approval or funding.
Parents a catalyst for improved care
PKU testing and treatment have undergone changes over the years and the voices of parents have been extraordinarily important in making this happen. Here's one example. Parents of children with PKU across the country tend to stay in touch with each other, even if they move across the country. They correspond through parent support organizations and newsletters such as National PKU News. A few years ago parents began to notice differences in how their children were treated in different states. What were considered safe levels of Phe in the blood at one clinic was considered too high at another.
So in 1996, parents brought their concerns to the Committee on Genetics of the American Academy of Pediatrics, which I chaired at the time. This committee surveyed the PKU clinics across the country, collected lots of data, had great discussions and found that the parents were indeed correct. There was a great deal of variability in treating PKU.
We then recommended that the National Institutes of Health convene a consensus panel on PKU, which they did. A Consensus Development Conference took place in Washington, DC, in October 2000. During the conference, experts on PKU made presentations to a nonadvocate, nonfederal panel of experts selected by the NIH, which included a young woman with PKU. I took part in the presentations, as did many people from the U.S. and Europe. When the conference was over, the panel hammered out its consensus statement. Highlights of their findings include
- Testing and treatment for PKU have been very successful but questions remain
- Treatment for PKU needs to be lifelong, should be multidisciplinary and according to consistent guidelines across the United States
- Metabolic control needs to be lifelong
- There should be equal access to culturally sensitive, age-appropriate treatment for all individuals with PKU, with removal of financial barriers to obtaining medical foods and support services
Care over a lifetime
The PKU program here at Yale has grown up with our patients. The infants we started following in the 1960s went on to college and beyond and we have helped them face each of those stages. Connecticut was the third state in the country to require PKU testing and we are now following some of the oldest diagnosed PKU patients in the country. Each year in Connecticut, about five new children will be born with PKU and another five to 10 will have milder disorders that need follow-up. They are cared for either here at Yale or at the University of Connecticut. Yale and the University of Connecticut often collaborate in providing services for these children and adults with PKU.
At home blood monitoring
There continue to be developments that will improve the lives of families affected by PKU. Frequent monitoring of PKU blood levels is important. But up until now, parents have had to bring the child into the doctor's office, hospital or laboratory for blood testing. At Yale, we are putting in place a method that will allow parents to obtain blood from a finger prick at home, spot it on a filter paper card and send it directly to our laboratory. We anticipate this new method will be available by the summer and we expect it will increase the ease of frequent monitoring of blood phenylalanine.
In favor of more screening
Yes, we've learned much from the PKU program. Now we have an opportunity to screen for an additional group of as many as 20 disorders where prompt, early treatment makes a difference in the lives of children. Some of these disorders may be as about as common as PKU. There are high costs in starting up these new screening programs. The testing equipment is expensive. Yet when you see the consequences of not testing, as we have, the path seems clear.
Dr. Seashore is professor of genetics and pediatrics at Yale University School of Medicine and an attending physician at Yale-New Haven Children's Hospital and Yale-New Haven Hospital.
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